Designated Principal

Overview

Connecting clients to markets - and talent to opportunity.

With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, Stone

X Group is made up of four business segments that offer endless potential for progression and growth.

Empower individual investors - and yourself - in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals, master an exciting world of wealth management tools.

Position

Purpose:

The financial industry requires supervision of electronic communications. This includes email, texting social media and other forms of electronic communications.

Responsibilities

Primary duties will include:

* Email review and approval

* Social media monitoring

* Other forms of electronic communication review

* This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Qualifications

Qualifications:

* 2 years of experience in broker dealer supervision

* Email surveillance experience

* Experience with Global Relay, Excel other supervisory tools

* Good communication skills

Education requirements:

* College degree or Industry Experience

* Series 7, 24 and 63

Working Environment:

* In-office