Compliance Officer, Finance & Banking

Responsibilities

• Support the reporting line manager and team in the timely review of all new accounts being on‑boarded
• Assist in all periodic reviews of existing accounts
• Maintain different reports for MI purposes
• Follow up on any client documentation issues
• Support in collating information for updating policies and guidelines and for maintaining files for record keeping
• Ensure prompt reporting on reviews is done
• Manage various MI reports and monthly reports
• Administer the KYC and documentation remediation project
• Collate key required information for reporting purposes and ensure timely and accurate submission

• Effective handling of high‑risk accounts and ensuring that all accounts are reviewed within agreed turnaround time
• Review approval of PEP relationships and annual reviews as per policy
• Monitor transactions live and post, assess World Check matches, and maintain expertise in MIS and MSOffice

Bachelor's degree in Finance, Law, Business Administration, or a related field; a Master's degree is preferred.

A minimum of 5 years of relevant experience in compliance, risk management, or legal roles within a corporate environment.

Certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Risk and Compliance Management Professional (CRCMP) are highly valued.

Experience in a specific industry such as finance, healthcare, or technology, with a strong understanding of sector‑specific regulations.