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Assistant Manager, Compliance

Job in Hong Kong
Company: Dah Sing Bank
Contract position
Listed on 2021-06-06
Job specializations:
  • Finance
    Financial Services, Financial Compliance, Compliance Analyst
  • Banking
Job Description & How to Apply Below
Job

Purpose:

To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice, investment, insurance and Mandatory Provident Scheme ("MPF") products selling etc.
To assist Group Compliance Division in promoting bank wide compliance culture by promoting and delivering compliance mindset to internal business partners through policies and procedures setting, new business development, regulatory compliance briefing and training.
Main

Responsibilities:

To review data privacy, deposit protection, Code of Banking Practice, investment, insurance and MPF related documents, workflow, procedures and guidelines   To conduct independent compliance reviews and assessments to ensure the effectiveness and robustness of policies and controls   To review marketing materials    To review the gap analyses and self-assessments completed by business units   To support compliance team in preparing materials for regulatory trainings    To handle day-to-day compliance related tasks as assigned

Requirements:

Degree holder, preferably in Laws, Finance, Banking or possess related professional qualifications   A minimum of 3 years’ hands on experience in financial services industry preferably with compliance monitoring and testing or audit experiences in banking industry   Familiar with financial services related laws or regulation and operations   Analytical minded, responsible, self-motivated, and meticulous.
Team player and able to work independently   Good communication and written skills in both English and Chinese.
Proficient in MS Word, including Word, Excel and PowerPoint   Candidate with less relevant experience can be considered as Officer level
Position Requirements
Less than 1 Year work experience
 
 
 
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