FINRA Supervisory & Trade Compliance Lead
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-06-03
Listing for:
Fairygodboss
Full Time
position Listed on 2026-06-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Fairygodboss is looking for a FINRA Supervisory Specialist to ensure compliance within its Wealth Management division. This role involves supervising Financial Advisors, conducting trade reviews and audits, and collaborating with various business partners to manage compliance risks.
The ideal candidate will have a Bachelor's degree and at least 2 years of relevant experience, as well as strong analytical and communication skills. This position is based in Miami, Florida and offers a competitive salary between $45,000 and $142,350.
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