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Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Job Description:
Role :
Senior Compliance Monitoring Officer
Location :
Abu Dhabi
Role
Purpose:
The Senior Compliance Monitoring Officer assists in the execution of compliance monitoring reviews of the First Line of Defense to provide assurance on the effectiveness of compliance controls. The Senior Officer Compliance Monitoring assists in the planning, scoping, fieldwork and reporting for assigned compliance reviews as per the Annual Compliance Monitoring Plan.
Key Accountabilities of the role
Provide timely feedback on findings to stakeholders during the process of performing compliance reviews.
Ensuring that compliance breaches are identified, escalated and logged in GRC system.
Agreeing realistic and timed action plans mitigate the risks identified during compliance monitoring reviews.
Adhering with the Compliance Monitoring SOP including completion of the Process, Risks and Controls (PRC) document and Work Papers.
Maintaining all relevant records on the departments shared drive
Any other duties or tasks as assigned by the Line Manager/ Head of CMAT.
Deliverables/ Results
Timely and accurate completion of assigned reviews
Timely recording of compliance incidents and findings
Complete and accurate record-keeping
Specialist Skills / Technical Knowledge Required for this role:
Knowledge and experience of scoping, designing, developing and conducting risk reviews
Knowledge CB UAE rules and regulations.
Bilingual English and Arabic Speaker is an advantage
BA/BSc or higher degree in business (MBA), finance or any other related subject
Ability to build constructive and effective relationships with peers and seniors
Strong Communication analytical, written and oral communication skills
Team Player
Requirements:
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).