Compliance Officer, Business

Location: Antrim

Location:

Crawley (5 days in office per week)

Employment Type:

Permanent The Opportunity An established financial services business is looking to appoint a Compliance Officer to take ownership of its compliance, regulatory and information governance activities. This is a varied, hands-on position suited to an individual who understands the regulatory requirements of a financial services environment and can translate them into effective day-to-day processes. The successful candidate will play an important role in maintaining the firm's compliance standards, supporting its governance arrangements and ensuring employees remain informed and competent as the business evolves.

The role will involve working with internal stakeholders, external regulatory bodies and third-party partners, with responsibility for keeping policies, procedures, training and reporting arrangements accurate and up to date. Key Areas of Responsibility:
Coordinate the firm's ongoing regulatory obligations, ensuring submissions, records and supporting documentation are completed accurately and within required deadlines. Serve as a key contact for regulatory enquiries, information requests and compliance-related communications. Monitor changes to relevant legislation, regulatory handbooks and industry guidance, assessing their impact and implementing appropriate changes across the business. Oversee compliance arrangements relating to regulated activities and ensure established procedures are followed.

Lead the annual assessment of Consumer Duty arrangements, documenting findings and identifying areas for improvement. Manage the renewal and ongoing maintenance of relevant industry memberships, accreditations and external approvals. Maintain an annual programme of compliance, financial crime and fraud awareness training. Take responsibility for maintaining the organisation's compliance documentation and wider internal policy framework. Establish and manage a structured annual review programme, ensuring policies are reviewed, updated and submitted for appropriate management or board approval.

Draft new policies, procedures and guidance notes in response to regulatory developments, operational changes or identified risks. Oversee the organisation's data protection arrangements, including the handling of complaints, subject access requests, consent records and privacy information. Review privacy documentation periodically and make amendments where required. Coordinate compliance checks and onboarding arrangements for suppliers, introducers and appointed representative relationships, where applicable.

Experience Required Demonstrable experience in a compliance role within financial services. A sound understanding of FCA regulation and the practical application of regulatory requirements. Experience overseeing regulatory returns, audit preparation and industry accreditation processes. Working knowledge of UK data protection requirements, including GDPR. The ability to interpret regulatory guidance and convert it into clear policies, procedures and operational controls. Personal Attributes Self-motivated, dependable and comfortable taking ownership of responsibilities.

Commercially aware, with a balanced and proportionate approach to risk. Able to manage competing priorities and work independently when required. Confident in explaining compliance matters to people with varying levels of regulatory knowledge. Detail-oriented, with a commitment to maintaining high standards and improving processes over time. If the above role looks to be of interest and you fit the following criteria, please apply online for consideration.

Please note that sponsorship cannot be offered for this position.