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Regulatory Compliance Specialist Risk Manager/Analyst Financial Services

Senior Compliance Monitoring Lead: Risk & Regulation Insight

Job in Bath, Somerset County, BA1, England, UK
Listing for: Novia Financial plc
Full Time position
Listed on 2026-01-11
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Services
Salary/Wage Range or Industry Benchmark: 60000 - 80000 GBP Yearly GBP 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services group in the UK is looking for two Senior Compliance Monitoring Associates to help ensure adherence to laws and internal policies. Candidates should have relevant compliance monitoring experience in financial advice or platform sectors, analytical skills, and understanding of regulations like AML, KYC, MiFID, and GDPR. This role includes conducting compliance reviews, preparing reports, and collaborating with stakeholders.

A strong IT background is advantageous, and relevant qualifications are desirable.
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Position Requirements
10+ Years work experience
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