Compliance Assistant

Compliance Assistant

If you're a motivated Compliance professional looking for your next step, we'd love to hear from you.

This is a fantastic opportunity to join a stable, well-established company that truly values its people and is committed to their ongoing development.

Location:

Liverpool City Centre

Salary: £28,000 - £35,000 (depending on experience)

Type:
Full-time, Permanent

• Conducting full CDD on new customers which will include: risk profiling, assessment of documentation and identity verification.
• Performing Enhanced Due Diligence (EDD) for low to high risk marketing activities, including doing deeper investigations into the customer journey and then identify any patterns or unusual behaviour.
• Ensuring all KYC and AML requirements are fully met in line with regulatory standards and internal procedures.
• Supporting the designing and undertaking of the company's mystery shopper programme with the end goal of assessing quality and compliance of customer interactions.
• Supporting the development and refinement of compliance frameworks, risk assessment tools and monitoring process.

• Mininum of 3 years in compliance, due diligence, customer management or financial crime roles.
• Strong understanding of compliance related systems, including: KYC, data protection and customer conduct regulations.
• Aware of risk based approaches and customer service compliance issues.
• Confident communicator able to work with non-finance stakeholders.

• Competitive salary of £28,000-£35,000 depending on experience.
• Supportive, professional environment with development opportunities.
• Exposure to a broad range of compliance related activities in a growing organisation.

We will contact you within the next 14 days if you are selected for interview.

This vacancy is being handled by Aspire Recruitment.