Compliance Manager - Trade Surveillance - CLARC

A niche Investment Bank is looking to hire a Compliance Manager to join their business. The role will cover a range of duties, with a particular focus on Best Execution Trade Surveillance. This will be a hands‑on role working within a small Compliance function, ideal for an individual looking to work within a collaborative team environment with exposure to all areas of the business.

• Minimum 5 years Compliance experience, with a strong background in Trade Surveillance.
• Familiarity with Liquid Metrix, or similar systems, preferable.
• Strong knowledge of best execution monitoring & market abuse surveillance.
• Assist with the completion of the Compliance Monitoring programme.
• Strong communication skills, essential.

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.