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Risk & Compliance Administrator
Job in
Daliburgh, Na h-Eileanan Siar, Scotland, UK
Listed on 2025-12-23
Listing for:
Leapfrog Recruitment Consultants
Full Time
position Listed on 2025-12-23
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Join a leading organisation as a Risk & Compliance Administrator, providing essential support to ensure the business operates within its legal and regulatory framework. This role plays a key part in maintaining compliance policies, risk monitoring, and regulatory reporting, contributing to the firm's overall governance structure.
Responsibilities- Assisting in the analysis of laws and regulations to assess their impact on company policies and procedures.
- Maintaining, reviewing, and updating risk and compliance policies and procedures.
- Managing the compliance mailbox to ensure prompt and efficient responses.
- Attending ERM and Risk Committee meetings, taking notes, and drafting minutes.
- Identifying additions and improvements to the Compliance Monitoring Programme and assisting with monitoring tasks.
- Maintaining regulatory registers, including complaints, gifts, losses, breaches, and risk registers.
- Reviewing and actioning sanctions and other relevant notices.
- Generating and reviewing monthly reports and following up on outstanding matters.
- Assisting with ad hoc project work as required.
- Acting as an ambassador for the firm, building relationships, and promoting best practices.
There are no specific qualifications listed in the description.
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