Compliance File Checker – Wealth Management QA
Job in
Edinburgh, City of Edinburgh Area, EH1, Scotland, UK
Listed on 2025-12-30
Listing for:
IDEX Consulting
Full Time
position Listed on 2025-12-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services recruitment agency is seeking an experienced Compliance File Checker in Edinburgh. You will conduct reviews of pre-sale and post-sale advice cases, ensuring compliance with FCA regulations. The ideal candidate possesses a Level 4 Diploma in Regulated Financial Planning and experience in file checking within financial planning. A competitive salary and benefits package will be offered.
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