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Wealth Compliance Monitor; Hybrid – Impact & Oversight

Job in Exeter, Devon, EX2, England, UK
Listing for: Argentis Financial Planning Limited
Full Time position
Listed on 2025-12-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Position: Wealth Compliance Monitor (Hybrid) – Impact & Oversight
A financial services firm in the UK is seeking a Compliance Monitoring Officer to oversee regulatory compliance within wealth management. The role involves testing controls, producing insights, and collaborating closely with the compliance team. Candidates must have experience in compliance monitoring and strong knowledge of the FCA Handbook. This position allows hybrid working after training, offering a competitive salary and benefits such as private medical insurance and paid birthday leave.
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