Senior Compliance Consultants; Wealth & Investments

Senior Compliance Consultants (Wealth, Pensions, & Investments)

Location:
Remote

Contract: up to 3 months

Very decent day rates - inside IR35

We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space
. These are would start at short notice and are fully remote.

This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.

The work will involve:

• Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
• Identifying gaps, risks and areas requiring remediation or escalation
• Providing clear, pragmatic written and verbal feedback

We're keen to speak to contractors with:

• Senior compliance experience / previous SMF
  16 experience (desirable not essential) from wealth management, IFAs, investment platforms or SIPP / pensions

Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.