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Dir, P3, Business Audit Level - Director; AVP equivalent

Job in Glasgow, Glasgow City Area, G1, Scotland, UK
Listing for: Lombard Counseling and Psychological Services
Full Time position
Listed on 2025-12-28
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Position: Dir, P3, Business Audit Job Level - Director (AVP equivalent)

Dir, P3, Business Audit – Director (AVP equivalent)

Join the Internal Audit team at Morgan Stanley in Glasgow as a Director to support assurance activities for Global Operations, focusing on Corporate Actions, Reconciliation, Transaction Reporting, Tax, and Payments.

What You’ll Do
  • Identify risk and impact to coverage area to prioritize focus areas.
  • Execute and lead assurance activities (audits, continuous monitoring, closure verification) to assess risk and formulate view on control environment.
  • Facilitate conversations with stakeholders on risks, their impact, and management effectiveness.
  • Manage multiple deliverables in line with team priorities, delivering high‑quality work that adheres to methodology and re‑performance standards.
  • Lead walkthrough meetings, document clear narratives, and develop audit test plans.
  • Leverage data for analysis of coverage area.
  • Provide feedback and participate in formal and on‑the‑job training.
What You’ll Bring
  • At least 4 years of relevant experience.
  • Knowledge of banking, securities, investment products, regulations, and markets.
  • Experience in internal audit or risk preferred.
  • Strong understanding of audit principles, methodology, tools and processes.
  • Clear and concise communication skills.
  • Data analysis skills.
  • Commitment to inclusive behaviours.
  • Ability to ask meaningful questions and adapt messaging.
  • Relevant certifications (CIA, CA, CPA, CFSA, CISA, CAIA, SIE, CFA) preferred.
About Morgan Stanley

We are committed to maintaining first‑class service and high standards of excellence. Our values—putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion—guide our decisions. We offer attractive benefits and ample opportunities for career growth.

Equal Employment Opportunity

Morgan Stanley is an equal opportunities employer, committed to a supportive and inclusive environment for all individuals.

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