VP of Investor Onboarding & Regulatory Review
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
iCapital is seeking an executive to join its Regulatory and Compliance team as VP of Investor Onboarding and Regulatory Review. You will oversee review of investor subscription materials for private and registered funds, ensuring compliance with the Investment Company Act, Securities Act, and FINRA rules.
You will lead the Subscription Document Review team, manage client engagements, and coordinate with fund sponsors and law firms.
The VP of Investor Onboarding & Regulatory Review role at iCapital is now open for applications in Greenwich, CT, United States.
The position is based in Greenwich, CT, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 155..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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