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Senior Investment Risk & Compliance Reviewer; Hybrid
Job in
Liverpool, Merseyside, L1, England, UK
Listed on 2026-01-15
Listing for:
Rathbones
Full Time
position Listed on 2026-01-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Consultant, Corporate Finance, Financial Services
Job Description & How to Apply Below
A financial services firm is seeking a candidate for their Investment Risk team in Liverpool. The successful candidate will conduct reviews of portfolio suitability and provide oversight to ensure compliance with the regulatory requirements. Strong communication and analytical skills are essential for the role. The ideal candidate should have professional qualifications in Investment Management or Financial Planning, along with a solid understanding of the UK regulatory framework.
This position offers a hybrid working pattern within a dynamic team environment.
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Position Requirements
10+ Years
work experience
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