More jobs:
Deputy Head of Compliance & MLRO
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-02-10
Listing for:
The RP Research
Full Time
position Listed on 2026-02-10
Job specializations:
-
Finance & Banking
Financial Crime, Regulatory Compliance Specialist -
Law/Legal
Financial Crime, Regulatory Compliance Specialist
Job Description & How to Apply Below
Overview
We are seeking an experienced Financial Crime professional with experience in Corporate Broking.
Note:
It is an essential requirement that you have previously worked in Financial Crime within a Corporate Broker. If you haven t, this position is not suitable for you.
- Demonstrable experience as a Senior Compliance Officer / Financial Crime Officer within a Corporate Broker
- Wholesale brokerage product knowledge = including Equities, Bonds, FX, Securities Financing
- Ability to discuss how you would go about running an AML programme
- Regulatory knowledge including MLR and JMSLG requirements
- Ability to manage a small team
- Awareness of Conflicts of Interest and Market Abuse regulations
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×