More jobs:
Wealth Compliance Analyst or Supervisor
Job in
Newcastle upon Tyne, Newcastle, Tyne and Wear, SY7, England, UK
Listed on 2026-01-10
Listing for:
Meraki Talent
Full Time
position Listed on 2026-01-10
Job specializations:
-
Finance & Banking
Financial Services, Financial Compliance, Regulatory Compliance Specialist, Banking Operations
Job Description & How to Apply Below
Overview
Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.
Responsibilities- Ensure client files comply with policies and regulatory standards
- Provide support to financial advisors regarding their training, competency and compliance
- Assist with the training for new hires with regards to compliance processes and standards
- Provide compliance support to the business and the advisors
- Strong experience in compliance or audit within the financial services sector
- Strong stakeholder management and business partnering skills
- Exposure to UK regulations and products
- Associate
- Full-time
- Customer Service, Finance, and Legal
- Financial Services, Banking, and Investment Advice
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×