Compliance Executive

Join to apply for the Compliance Executive role at Fletchers Group
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Southport or Liverpool – Hybrid Working

Office locations:
Manchester, Liverpool, Leeds, Bolton, Southport, Newcastle, Reading, Birmingham, Northampton, and Cambridge. Hybrid working available with the flexibility to work from home and collaborate in‑office when needed. We believe we offer our colleagues the best hybrid and flexible working practices, balancing working from home with time collaborating and socialising with colleagues in our modern offices.

Fletchers Group has a fantastic opportunity to join our growing team. Are you detail‑driven, organised and passionate about maintaining high standards in a fast‑paced legal environment? We are looking for a motivated Compliance Executive to join our Compliance team and play a key role in ensuring our firm meets regulatory, ethical and operational obligations.

In this varied and rewarding role, you’ll support our Head of Compliance and wider legal teams, carrying out essential compliance tasks across areas such as AML, due diligence, reporting, complaints handling, policy reviews and audit support. You will be involved at the early stages of the business process, helping to ensure our systems, procedures and client onboarding activities meet regulatory requirements from the outset.

This opportunity is for someone with legal knowledge, strong analytical skills and exceptional attention to detail who is looking to develop their career within risk and compliance. If you thrive in a collaborative team environment, enjoy problem‑solving, and are keen to play an important part in supporting a high‑performing legal business, we’d love to hear from you.

• 35‑hour working week
• Bonus scheme (subject to targets being met)
• 35 days holiday a year including bank holidays and Christmas closure, with the option to purchase up to 3 extra days per year (you obtain the 3 days after your 5th, 7th, and 9th full year of employment)
• Pension scheme with tax‑efficient salary sacrifice option
• Life assurance policy
• Medicash policy to cover some dental, optical and other medical expenses
• Company sick pay
• Enhanced maternity, paternity and IVF schemes
• Flexible, agile working environment with a positive work‑life balance
• Varied calendar of funded company social events
• Monthly voucher awards for winning nominees
• A genuinely supportive and friendly culture
• Ongoing training and professional development opportunities

• Support the first stages of the business from a compliance perspective
• Provide support to the Head of Compliance for the business area, the Director of Compliance and COLP/COFA in performing their duties
• Provide compliance support to the wider business
• Review marketing documentation
• Handle complaints and concerns raised by clients of the business
• Support completion of due diligence, know‑your‑client and AML checks
• Support the annual review and updates required to all policies, procedures and standards across the business
• Collate data for compliance reports, risk assessments, data reviews across different business areas together with data required for external reports (SRA, LeO, ICO)
• Provide administrative support to collaborative compliance projects across the group
• Assist and support with other tasks and projects as and when required to meet business needs
• Assist the team in responding to the requirements of external auditors, companies or third parties, including analysis of cases and such information as necessary to enable the firm to meet its requirements under any agreement
• Assist with the firm’s LEXCEL assessment or other accreditation the firm applies for

• Relevant legal knowledge and experience
• Experience and understanding of working with Proclaim or a similar case management system
• Excellent analytical skills
• Good IT skills
  
  Ability to communicate effectively with others and work within a team
• Excellent attention to detail

• Experience working in a compliance environment

We reserve the right to close this role before the date specified depending on the calibre and volume of candidates.

Fletchers is a…