Broker-Dealer Compliance & Registration Pro II
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Allstate is seeking a Broker Dealer Compliance Registration Consultant II to serve as a subject matter expert for securities registration, insurance licensing, appointments, and onboarding processes. You will collaborate with field leadership, compliance, operations, technology teams, and external partners to improve programs while ensuring regulatory compliance.
The role requires 4+ years of relevant experience and knowledge of FINRA, SEC, and state regulations.
This Full Time opening is for the Broker-Dealer Compliance & Registration Pro II role at Allstate.
The Broker-Dealer Compliance & Registration Pro II role at Allstate is now open for applications in United States.
Join us at Allstate as our next Broker-Dealer Compliance & Registration Pro II in United States.
We are currently recruiting a Broker-Dealer Compliance & Registration Pro II for our team in United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).