Fund CCO & AML Leader Boards & Examinations
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Job Description & How to Apply Below
PINE Advisor Solutions seeks an experienced Fund CCO and AML Compliance Officer to support multiple 1940 Act registered fund clients. Lead compliance programs, manage relationships with fund boards and service providers, and supervise a team of fund compliance professionals.
Responsibilities include presenting to boards, coordinating Rule 38a-1 reports, and guiding examinations by SEC/NFA. 25% travel expected. 15+ years in asset management compliance required. JD/MBA preferred.
The Fund CCO & AML Leader for Boards & Examinations position in the Legal field is open for applications.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Fund CCO & AML Leader for Boards & Examinations role at PINE Advisor Solutions, based in United States.
We are looking to fill the Fund CCO & AML Leader for Boards & Examinations position at PINE Advisor Solutions in United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).