Compliance Analyst, Finance & Banking

Position: Compliance Analyst (Permanent)
We are exclusively recruiting for a Compliance Analyst on behalf of a successful, FCA-regulated wealth management firm as part of a planned growth and succession strategy.

This is a great opportunity to step into a well-established compliance function, replacing an existing team member who is progressing into Senior Management role. You’ll receive hands-on mentoring, strong support, and clear career progression within the Compliance division.

The Role

You’ll provide second-line compliance and risk support, helping ensure the business operates in line with FCA regulations while working closely with teams across the firm.

Key Responsibilities

* Supporting the Compliance Officer with day-to-day compliance oversight

* Assisting with compliance monitoring and risk frameworks

* Helping maintain policies, procedures, and internal controls

* Monitoring regulatory developments and supporting implementation

* Producing management information and assisting with FCA reporting

* Promoting a strong compliance culture across the business

Experience Required

* Minimum 2 years’ experience in an FCA-regulated environment

* Background in Compliance, Operations, Risk, or Business Assurance

* Strong attention to detail and analytical mindset

* Confident communicator with a proactive approach

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* Whilst any specific qualifications are an advantage, for our client, it is very much about the right fit for their growing team. We want to introduce a candidate who has a genuine desire to build a long-term career in compliance, including undertaking further qualifications, that is far more important to this employer.

Further details about the role:

* Salary: £35,000 – £40,000pa

* A hybrid working pattern will be available

* Mentorship from an experienced compliance professional

* Clear progression within a growing, FCA-regulated firm

* Supportive, collaborative culture

* Your chance to be part of a growing operation offering you tremendous prospects, right here in Salisbury

If you are sold on the sound of this role then I suggest you give Liam a call today. He is working closely with the Compliance Officer to identify the right person for the team so ensure you get your application across today