Compliance Analyst, Finance & Banking

We are exclusively recruiting for a Compliance Analyst on behalf of a successful, FCA‑regulated wealth management firm as part of a planned growth and succession strategy. This is a great opportunity to step into a well‑established compliance function, replacing an existing team member who is progressing into a Senior Management role. You will receive hands‑on mentoring, strong support, and clear career progression within the Compliance division.

The Role

You’ll provide second‑line compliance and risk support, helping ensure the business operates in line with FCA regulations while working closely with teams across the firm.

• Supporting the Compliance Officer with day‑to‑day compliance oversight
• Assisting with compliance monitoring and risk frameworks
• Helping maintain policies, procedures, and internal controls
• Monitoring regulatory developments and supporting implementation
• Producing management information and assisting with FCA reporting
• Promoting a strong compliance culture across the business

• Minimum 2 years' experience in an FCA‑regulated environment
• Background in Compliance, Operations, Risk, or Business Assurance
• Strong attention to detail and analytical mindset
• Confident communicator with a proactive approach

Whilst any specific qualifications are an advantage, for our client, it is very much about the right fit for their growing team. We want to introduce a candidate who has a genuine desire to build a long‑term career in compliance, including undertaking further qualifications, that is far more important to this employer.

• Salary: £35,000 - £40,000pa
• A hybrid working pattern will be available
• Mentorship from an experienced compliance professional
• Clear progression within a growing, FCA‑regulated firm
• Supportive, collaborative culture
• Your chance to be part of a growing operation offering you tremendous prospects, right here in Salisbury

If you are sold on the sound of this role then I suggest you give Liam a call today. He is working closely with the Compliance Officer to identify the right person for the team so ensure you get your application across today.