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Compliance Monitoring Lead: Risk, Regulation and Impact

Job in Southampton, Hampshire County, SO15, England, UK
Listing for: Actus Search
Full Time position
Listed on 2025-12-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A compliance-focused firm in the UK is seeking a Compliance Monitoring Manager responsible for designing and executing an annual Compliance Monitoring Plan. The role involves working closely with the Head of Compliance Monitoring and managing reviews to ensure regulatory compliance. Ideal candidates will have a background in FCA practices, strong analytical and communication skills, and the ability to enhance monitoring processes while focusing on customer outcomes.
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