×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Wealth Management Regulatory Compliance Specialist

Head of Advice

Job in Wakefield, West Yorkshire, WF1 1LY, England, UK
Listing for: Clayton Davies Ltd
Full Time position
Listed on 2025-11-26
Job specializations:
  • Management
    Wealth Management, Regulatory Compliance Specialist
  • Finance & Banking
    Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below

Our client is a leading wealth management firm dedicated to helping individuals, families, and businesses achieve their long-term financial goals. As they continue to grow, they’re looking for an exceptional Head of Advice to lead their advisory function and drive the highest standards of client service, compliance, and professional development across their adviser network.

The Head of Advice will be responsible for the strategic leadership, development, and governance of their financial advice proposition. You will ensure that all advice delivered across the firm is compliant, client-centric, and aligned with their business objectives.

Role & Responsibilities : ul>
  • Oversee the quality, suitability, and consistency of financial advice across the business.
  • Develop and implement the firm’s advice framework and best practice standards.
  • Act as the primary liaison with compliance and risk teams to ensure FCA and internal regulatory requirements are met.
  • Support recruitment, training, and mentoring of advisers to maintain a high-performing culture.
  • Collaborate with the Chief Investment Officer, Compliance Director, and Operations teams to align advice, investment, and operational strategies.
  • Represent the advice function at senior management and board level.

    • Drive innovation in advice delivery through digital tools, client experience en...

    #J-18808-Ljbffr
    Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
    To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
     
     
     
    Search for further Jobs Here:
    (Try combinations for better Results! Or enter less keywords for broader Results)
    Location
    Increase/decrease your Search Radius (miles)

    Job Posting Language
    Employment Category
    Education (minimum level)
    Filters
    Education Level
    Experience Level (years)
    Posted in last:
    Salary
    Advanced Search