Senior Specialist Operations Auditor Job Abu Dhabi area,UAE/Dubai,Finance & Banking

Senior Specialist Operations Auditor

Job Description:

Client Introduction:

In this role, you will have the opportunity to work closely with one of our esteemed clients. This client is a global leader in the Fintech known for its commitment to quality and innovation. They have chosen Dautom as their trusted partner for their upcoming projects.

Job Title:

Senior Specialist Operations Auditor

Job Purpose:

The purpose of this position is to plan, supervise and conduct various audit activities being conducted by assigned auditors and as requested by Head of Internal Audit.

Key Accountabilities

Comply with department specific Policies & Procedures.

Comply with quality control procedures to enhance the services provided by their section.

Assist in the implementation of regulatory bodies standards and all related activities as directed by Line manager.

Provide Line managers with regular progress reports and information in an accurate and timely manner and/or as requested.

Maintain accurate and timely communication of necessary information to other employees and functions.

Assist line manager in the preparation of department's performance data and activity reports.

Build effective working relationships with other functions and employees conducive to positive collaborations and team efforts that contribute to overall business successes.

Act as an ambassador internally and externally maintaining a high level of ethics and integrity and always demonstrating values.

Participate in role related committees aiming at continuously improving functions, systems and procedures related to their respective sections and as directed by line manager.

Perform any additional tasks or duties, relevant to job role, as may be required by line manager and in line business requirements.

Job Specific Responsibilities:

Identify and evaluate risks associated with the audit engagement scope.

Prepare audit plans, including audit programs and budgets.

Lead the execution of audit by creating audit program and supervise engagements in line with IA procedures.

Review risk registers, process flow charts, controls, and detailed working papers and draft the internal audit report.

Develop and update concise control policies and procedures based on key controls that define well controlled.

Ensure the adherence and implementation of the Internal Audit Quality Assurance program.

Ensure quality and completeness of working paper files, and timely documentation in audit software (eGovernance Portal).

Execute assurance, Consultancy, special assignments, and other internal departmental activities.

Report to Line Manager on the progress of individual audits.

Assist in the preparation of internal audit budget as required by Line Manager.

Handle audit key Initiatives, projects, and special consultancy assignments.

Assist in the preparation of the annual audit risk assessment and the development of the audit plan, for financial, operational, compliance, performance detailing assignments, time frames and resources required and submit to line manager for review and approval.

Perform Audit Planning and agree with the HIAD on the audit approach and the expectation for the audit assignment as per Internal Audit Policies & Procedures.

Execute special investigation requested by the Audit Committee as directed by the HIAD.

Conduct follow up assignments and report to the HIAD the findings on the status of implementation of the recommendations raised in the final report.

Plan and use of computer software that aids in performing tests (Audit Command Language (ACL)).

Develop and maintain productive client relationships with employees at all levels.

Ensure the effective achievement of Internal Audit department objectives by managing performance, developing, and motivating staff, provision of formal training and informal feedback and appraisal to maximize subordinate and the performance of the department.

Provides on-the-job training, coaching and guidance to staff in areas of subject matter expertise.

Accountable for the completion of Audits assigned in line with annual audit plan and within the budgeted man days.

Accountable for ensuring risks are addressed as per the set risk assessment…


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