Regulatory Compliance - Assistant Manager
Listed on 2026-09-02
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
A Regulatory Compliance Assistant Manager is responsible for supporting the design, implementation, and ongoing monitoring of the organization’s complianceframework in line with applicable regulations issued by the CBUAE and other relevant regulatory authorities.
The role involves ensuring timely regulatory filings and returns, monitoring changes in laws and guidelines, assisting in the development and review of internal policies and SOPs, conducting compliance testing and internal reviews, coordinating with internal stakeholders (risk, legal, operations, finance, etc) to ensure adherence to regulatory requirements, supporting regulatory inspections and audits, maintaining compliance trackers and documentation, and escalating potential non-compliance issues to senior management while promoting a strong culture of governance and ethical conduct across the organization.
Education:
Minimum bachelor's degree, with additional professional certifications preferred
Experience:
. 5 years in Banking, Fintech or Finance Company
Certifications:
. ACAMS, CFE, or other similar compliance related certifications
Domain Expertise:
Regulatory Compliance ExperienceACAMSKnowledge of UAE Laws and Regulations GRCExperience in managing senior management / executive stakeholders
Skills
Regulatory ComplianceCBUAE Regulations Compliance Framework
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