Team Lead — Compliance Monitoring, Assurance & Testing; CMAT Binance

• Company: Binance
• Sector: RWA (Real World Assets)
• Source: web
  3.career

Legal & Compliance – Compliance /

Remote

The Team Lead for the Compliance Monitoring, Assurance & Testing (CMAT) team is responsible for designing and running Binance ADGM’s independent, risk-based compliance monitoring and assurance programme. The role assures the Board, Senior Management and the FSRA that the firm’s AML/CFT, market conduct, client-asset, and prudential controls are operating effectively and remain compliant with the ADGM Financial Services Regulatory Authority (FSRA) rulebooks and applicable UAE federal requirements.

This is a senior second-line-of-defence leadership role accountable for the disciplined testing of controls, timely escalation of findings, and evidence-based regulatory reporting that stands up to FSRA supervisory scrutiny.

Compliance Monitoring & Testing Programme

Own and maintain a risk-based annual Compliance Monitoring & Assurance Plan (CMAP), refreshed on risk assessment outcomes, FSRA thematic reviews, and changes in regulatory posture.

Design and execute control testing across AML/CFT, sanctions, market abuse, client-asset safeguarding, complaint handling, outsourcing, and technology/cyber governance.

Deliver thematic deep-dives aligned to FSRA supervisory priorities (e.g., transaction monitoring effectiveness, Travel Rule compliance, EDD for high-risk clients, market abuse surveillance).

Regulatory Alignment (FSRA)

Ensure monitoring activities map to the FSRA AML/CFT Rulebook, Conduct of Business (COBS), General (GEN), Prudential (PRU), and Virtual Asset framework obligations.

Support the Compliance Officer and MLRO in demonstrating effective oversight under FSRA’s risk-based supervision model.

Maintain evidence trails that satisfy FSRA information requests, on-site inspections, and thematic reviews
.

Monitor regulatory change (FSRA consultations, ADGM notices, UAE Federal Decree-Law 20/2018 and its Executive Regulations, MoE/EO AML guidance) and reflect updates in the plan.

Produce clear, board-ready assurance reports with quantified findings, severity ratings, and management action plans.

Operate a robust issue-management and remediation-tracking framework with escalation protocols for overdue or high-risk items.

Present monitoring results to Risk Committees, Compliance Committees, and where required the Board/Audit Committee
.

Liaise with Internal Audit and external auditors to ensure complementary (non-duplicative) coverage.

Test the effectiveness of CDD/EDD, KYC onboarding, periodic review, PEP/sanctions screening, transaction monitoring, and SAR/STR escalation processes.

Assess suspicious activity identification and reporting effectiveness, including FIU-UAE submission quality.

Verify Targeted Financial Sanctions (TFS) and asset-freeze controls.

Leadership & Team Management

Build, mentor, and lead a high-performing assurance team — setting testing standards, quality review, and coaching.

Foster a culture of challenge, professional scepticism, and integrity
, consistent with SMCR conduct expectations.

Manage resource allocation against the CMAP and ensure delivery within agreed SLAs.

Governance & Continuous Improvement

Maintain CMAT policies, methodologies, and documentation to an auditable standard.

Drive automation and data analytics to strengthen monitoring coverage and efficiency.

Embed lessons learned into first- and second-line processes and training.

7–10+ years in compliance, assurance, internal audit, or regulatory supervision within financial services, fintech, preferably within crypto/VASP environments.

3+ years leading teams or work streams in a second-line or audit function
.

Strong working knowledge of AD…