Compliance Manager - Global Private Banking and Securities Services

Compliance Manager
- Global Private Banking and Securities Services Job Snapshot
- Role:
Compliance Manager
- Global Private Banking and Securities Services

- Location:

Abu Dhabi, United Arab Emirates
- Industry: Banking
- Function:
Risk Management-Compliance

- Experience:

Minimum 2 years
- Job Type: Full Time
- Work Arrangement:
On-site

Job Details
- Country:
United Arab Emirates
- City:
Abu Dhabi
- Industry: Banking
- Function:
Risk Management-Compliance
- Salary:
Not disclosed
- Gender: No Preference
- Candidate Nationality:
Not specified
- Job Type: Full Time
- Work Arrangement:
On-site

First Abu Dhabi Bank (FAB) is seeking a Compliance Manager to provide regulatory compliance advisory and operational support to Global Private Banking and Securities Services in Abu Dhabi, United Arab Emirates. The role is responsible for supporting business and enablement units with compliance requirements, regulatory obligations, policy implementation, risk assessments, and day-to-day compliance activities under the direction of the Vice President (VP) Compliance.

The successful candidate will serve as a point of contact for assigned compliance matters, provide technical guidance to relevant business teams, and coordinate with internal stakeholders to ensure compliance with applicable laws, regulations, and FAB Group policies. The position also involves supporting regulatory reporting, compliance risk assessments, reputational risk reviews, governance meetings, employee awareness initiatives, and the review of new business activities and product developments.

• Provide compliance support to Global Private Banking and Securities Services business units.
• Act as a subject matter resource for compliance requirements and queries delegated by the VP Compliance.
• Advise internal stakeholders on applicable regulatory requirements, compliance policies, and operational procedures.
• Develop an understanding of Global Private Banking and Securities Services products, customers, transactions, and related compliance obligations.
• Provide technical compliance insights to business teams based on their operational activities and regulatory responsibilities.
• Support business units in understanding and applying relevant compliance requirements.
• Coordinate with Group-wide stakeholders on assigned regulatory compliance matters.
• Maintain effective working relationships with business and enablement teams to promote consistent compliance practices.

• Manage assigned day-to-day compliance activities under the direction of the VP Compliance.
• Coordinate daily, weekly, and monthly compliance follow-ups with relevant business units.
• Monitor outstanding compliance requests and support their timely completion.
• Conduct meetings with business stakeholders to address compliance matters assigned by the VP Compliance.
• Follow up on compliance-related deliverables and communicate progress to relevant stakeholders.
• Support the implementation of compliance procedures across assigned business activities.
• Participate in relevant compliance training to develop knowledge of FAB's processes, procedures, and operational turnaround requirements.
• Assist the VP Compliance with additional compliance activities and business requirements as assigned.

• Support the VP Compliance in conducting the annual compliance risk assessment.
• Assist in identifying key residual compliance risks within the assigned coverage areas.
• Coordinate with relevant stakeholders to gather information supporting compliance risk assessments.
• Contribute to the evaluation of potential regulatory and policy compliance concerns.
• Support the identification of compliance control gaps and areas…