Chief Compliance Officer - NLG Capital

Come join one of America’s fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures.

Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard.

We foster a collaborative environment with opportunities for growth and encourage our associates to live our values:
Do good. Be good. Make good.

NLG Capital, the investment management company of NLG, manages approximately $40+ billion in AUM. Our purpose is simple – to allow NLG to keep its promises. We drive results through a rigorous but collaborative investment process, guided by core principles:
Meritocracy, Uncompromising Transparency, Intellectual Honesty, Performance Driven Learning, Relentless Pursuit of Excellence. These principles form the foundation of our team culture and our investment decisions.

Please note that we do not offer visa sponsorship for this position.

The Chief Operating Officer (COO) will be pivotal in the firm's evolution to an innovative insurance asset manager. This executive will play a critical role in driving operational excellence and enabling the firm's ambitious growth trajectory. The ideal candidate possesses deep legal and operational expertise, with a proven track record of success in building high‑performing teams and navigating complex regulatory environments.

This position currently offers an onsite work schedule, with the expectation that you are in the office four (4) days per week during onsite core days (Monday, Tuesday, Wednesday, Thursday). The schedule is subject to change with advance notification and managerial discretion.

• Operational Excellence:
• Develop and implement robust operational frameworks across all departments, including investment operations, portfolio management, trading, risk management, and client services.
• Drive continuous improvement initiatives to enhance efficiency, streamline processes, and reduce operational risk.
• Oversee the firm’s technology infrastructure, ensuring it supports cutting‑edge investment strategies and provides a competitive advantage.
• Strategic Partnerships & Innovation:
• Cultivate strategic partnerships with leading technology providers, data scientists, and industry experts to drive innovation across the firm.
• Identify and evaluate new technologies and investment opportunities, including artificial intelligence, machine learning, and alternative data sources.
• Play a key role in developing and launching innovative investment products and services that meet the evolving needs of our insurance clients.
• Regulatory & Compliance:
• Ensure strict adherence to all applicable laws, regulations, and industry standards governing insurance company operations, investment activities, and data privacy.
• Proactively anticipate and address regulatory changes, leveraging legal and compliance expertise to navigate a complex and evolving regulatory landscape.
• Talent Acquisition & Development:
• Build and lead a high‑performing team of professionals, attracting and retaining top talent across all departments.
• Foster a culture of collaboration, innovation, and professional development.
• Oversee all financial aspects of the firm, including budgeting, financial reporting, and treasury management.
• Ensure accurate and timely financial reporting to investors, regulators, and senior management.

• Juris Doctor (J.D.) degree from an accredited law school.
• 15+ years of progressive experience in the financial services industry, with a strong preference for experience within a dynamic and innovative asset management firm.
• Deep expertise in the legal and regulatory frameworks governing insurance company operations, with a focus on innovative investment strategies such as…