RIA Compliance Leader: Risk, Policy & Training
Listed on 2026-10-20
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Sequoia Financial Group in Akron, OH seeks a Senior Compliance Manager to lead the firm's regulatory program, primarily ensuring SEC and FINRA compliance and risk management across advisory services.
The role partners with the Chief Risk and Compliance Officer to develop, communicate, and monitor policies and procedures, conducts training, and guides regulatory examinations. Ten-plus years of experience in financial services compliance are required.
The RIA Compliance Leader:
Risk, Policy & Training role at Sequoia Financial Group is now open for applications in Akron, OH, United States.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in Akron, OH, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 120..
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).