Regulatory Supervision Lead
Listed on 2026-10-18
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Bank of America in Pennington, NJ area seeks a supervisor responsible for defined reviews of registered employee activities, including email and personal brokerage activity, outside business disclosures, investment transaction reviews, and compliance support. You will identify risks and escalate trends to ensure proactive supervision.
Key qualifications include FINRA Series 7 and 66, with Series 9/10 willingness to obtain within 120 days; strong client service, communication, time management,
Are you ready to take on the Regulatory Supervision Lead role at Bank of America?
Our group is growing, and we are hiring a Regulatory Supervision Lead in Pennington, AL, United States.
This opening is for the Regulatory Supervision Lead role at Bank of America.
We are seeking a motivated Regulatory Supervision Lead to join Bank of America in Pennington, AL, United States.
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