Attestations and Client Audit Analyst D DORA

Position: Attestations and Client Audit Analyst D & A (DORA)
Location: Dora
** Requirements
* * You will be part of a team responsible for ensuring that the organization obtains new attestations (SOC 2 / ISAE 3000) for key products that can be shared with our customers within Europe.

This role involves assessing and improving the organization's resilience security posture in line with Digital Operational Resiliency Act (DORA), developing the necessary frameworks, readiness assessments and conducting audit in partnership with our external auditors to obtain clean reports. You will work closely with various groups to ensure successful delivery of new SOC 2 / ISAE 3000 attestations!
** What you’ll be doing:
**** Leadership & Culture:
*** Champion integrity, transparency, and continuous learning across the team.
* Mentor members of staff, encourage growth, through real-time feedback and collaborative learning.
* Support the team in adapting to new auditing standards and digital transformation initiatives.
** Attestations:
*** Own the planning and execution of attestation programs (e.g. SOC 2, ISAE 3000).
* Maintain a library control narrative, process flows, and risk/control matrices.
* Prepare and deliver responses to findings.
* Take a lead on the day to day management and scheduling of the DORA Customer Attestation program, ensuring that all internal partners are briefed, logistics organised, and evidence collated.
** Control framework:
*** Support the development and implementation of control frameworks over technology platforms from each Business Unit.
* Collaborate with product managers, engineers, architects and partners to help implement controls for attestations.
* Conduct self-assessment and risk reviews.
** Client Engagement:
*** Work directly with customer assurance and account teams to proactively address queries based on trends and common themes observed in assigned requests.
* Act as main point of contact for Business Unit Product Managers, Business Control Owners, Architects and others.
* Educate business leaders and technical teams on attestation readiness and control framework.
* Maintain and collaborate with partners – including Infrastructure & Cloud, D&A Tech Services teams, product teams, customer facing teams and external auditors.
** Risk and Compliance:
*** Collaborate with Information Security, Privacy, Legal, and other internal Program teams to align on regulatory expectations.
* Supervise emerging standards in financial market infrastructure assurance and recommend adoption where required.
** Primary skills:
*** Proven track record in audit, attestation, or risk assurance in a Big 4, consulting or financial services environment.
* Solid understanding of DORA, SOC, ISAE
3402/3000 and IT Risk control frameworks.
* Experience in assessing technology, data, or market infrastructure environments.
* Excellent documentation skills (process maps, RCMs, audit reports etc.)
* Good interpersonal skills with the ability to influence collaborators at all levels.
* Understanding of risk management and effective Information Security strategy, practices, technologies and controls frameworks.
** Desirable Criteria:
*** Professional qualifications (CISA, CRISC, CISM, CISSP, CIA etc.)
* Exposure to regulatory audits (DORA, FCA, SEC, ESMA) and other operational resilience requirements

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.

It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA,…