Senior Trade Review Officer, Brokerage Compliance

A leading financial institution in Ann Arbor is seeking a candidate responsible for trade review and compliance reviews. The role involves communicating with various departments and representing the organization at community functions. Applicants should have a minimum of three years of experience in the securities industry and relevant qualifications, including Series 7 and state insurance licenses. Proficiency in Word, Excel, and Outlook is required, along with a solid understanding of regulatory responsibilities.
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