Anti-Fraud Officer – Incident Response, Remediation and Advisory

Job Reference #

328564

Nashville, New York, Raleigh, Salt Lake City, Weehawken

Full Time

Do you want to combat fraud and prevent financial crime? Do you want to be part of a team that is building a new fraud program for a consumer digital bank? Are you a team player able to partner across an organization and provide subject matter expertise for the development and implementation of robust fraud risk mitigation? Can you play a key role in providing oversight, advice and challenge across a comprehensive fraud program?

Are you an individual capable of undertaking a demanding yet rewarding role that entails a focus on both strategic thinking and execution?

We're looking for a second line of defense Anti-Fraud Officer to:

• The handling, investigation and remediation of fraud incidents, including adherence to the Event Management Policy
• The identification, handling and closure of remediation of Non-Financial Risk Issues (NFRI)’s addressing key fraud risks
• The accuracy and completeness of the NFR issue portfolio, and the adequacy of the remediation of control deficiencies.
• Monthly review of fraud incidents to ensure identification and addressing of emerging risks and trends
• Providing an independent view of issues disclosed by management, including reviewing issues at various stages within the issue lifecycle.
• Partner with the business to raise an issue to address control and framework deficiencies based on review outcomes and challenges.
• Challenge the documentation of incidents ensuring that actions and remediations are adequate.
• Review external incidents and determine whether the corresponding risk is adequately addressed within the entity.

• Staying abreast of industry developments, emerging risks and fraud trends, including regulatory and legislative advisories, and communication to stakeholders
• Participation in regulatory examinations and engagements, internal audits and reviews related to the fraud program, providing guidance on and ensuring completion of remedial actions
• Participation in various Financial Crime Committees and Governance Forums, presentation of findings and updates relevant to the fraud program
• Partnering with second line of defense central fraud framework teams to ensure development and implementation of a comprehensive and robust fraud program
• Supporting the business in ensuring effective management of consequential fraud risks to protect UBS' reputation and long-term sustainable growth through subject matter expertise.

Weehawken, Salt Lake City, Raleigh, New York, Nashville: the salary range for this role is $90,000 to $120,000.

All locations may also be eligible for discretionary incentive compensation.

To better serve Financial Advisors and clients in North America, UBS aims to modernize the Banking capabilities of UBS Bank USA, delivering a more holistic, full‑service banking offering. UBS will digitize core Banking systems to be faster, more effective, and more efficient, offering checking/savings, lending, and cash management with a focus on key segments. UBS will build on its high‑performing Bank and strong net promoter scores with digitally led and high‑touch capabilities, further aligning to the UBS client promise – personalized, relevant, on‑time, and seamless services.

You'll be joining the financial crimes business advisory team, partnering with 1st line AML and fraud, compliance, product, and technology teams to help fight money‑laundering, fraud, corruption, and terrorist financing. You will be based in Weehawken, New Jersey;
Nashville, Tennessee;
Raleigh, North Carolina; or Salt Lake City, Utah.

• Ideally 4‑year college degree or international equivalent
• Ideally 3+ years of prior fraud prevention, financial crimes or related regulatory experience with a retail or commercial bank, digital bank, fintech or payments company (e.g., Pay Pal, Stripe, Plaid, Zelle)
• Experience handling sensitive information with a high degree of discretion and focus on client privacy
• Proven experience in a fraud risk management, financial crimes or regulatory role in consumer, corporate, or commercial…