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VP, Complaints Intake & Compliance Operations

Job in Austin, Travis County, Texas, 73301, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2026-11-01
Job specializations:
  • Management
    Regulatory Compliance Specialist, Operations Management, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 95000 - 170000 USD Yearly USD 95000.00 170000.00 YEAR
Job Description & How to Apply Below

Morgan Stanley Wealth Management Compliance seeks a Complaints Intake Manager to lead the Morgan Stanley Smith Barney and E
* TRADE complaints program, overseeing intake, coding, quality control and regulatory responses.

As a Vice President level role, you will collaborate with Compliance, Legal, Risk and Operations to ensure timely identification, processing and resolution of complaints, while mentoring a team and engaging regulators on trends and best practices.

For the VP, Complaints Intake & Compliance Operations position at Morgan Stanley, we are reviewing applications now.

We invite applications for the VP, Complaints Intake & Compliance Operations position located in TX, United States.

The following role is for a VP, Complaints Intake & Compliance Operations with Morgan Stanley.

Our team is growing, and we are hiring a VP, Complaints Intake & Compliance Operations in TX, United States.

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