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Regulatory Compliance Specialist

Regional Manager, Independent Financial Advice

Job in Ballymena, County Antrim, BT42, Northern Ireland, UK
Listing for: Clayton Davies
Contract position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Management
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial advice firm is seeking an experienced Regional Manager to oversee a network of Independent Financial Advisers in the UK. In this role, you will lead and manage adviser performance, ensuring compliance with financial regulations and promoting growth opportunities. The ideal candidate will have proven experience in regional management, a strong understanding of compliance requirements, and the ability to motivate advisers effectively.

This position provides the chance to drive business performance while fostering strong adviser relationships.
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