Investment Compliance Analyst

Overview

Investment Compliance Analyst at Brown Advisory. This role is ideal for professionals with experience in the investment management industry who thrive in fast-paced environments and are eager to contribute to a global compliance program.

• Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards
• Develop proficiency in logic-based rules implementation within Charles River
• Monitor pre- and post-trade compliance across accounts including private client and institutional portfolios, mutual funds, ETFs, and UCITS
• Partner with investment teams to navigate trading controls and support portfolio management decisions
• Prepare and distribute daily compliance reports to internal stakeholders
• Collaborate with client and relationship teams to draft and review Investment Policy Statements
• Lead and contribute to projects that enhance compliance infrastructure and streamline trade life-cycle processes
• Identify potential compliance vulnerabilities and recommend corrective actions
• Design and conduct sustainability screens in MSCI for investments on behalf of clients and UCITS with sustainable investment mandates

• Bachelor’s degree from an accredited institution
• 1–3 years of experience in investment management or a related area
• Proficiency in Microsoft Excel (VBA preferred)
• Entrepreneurial mindset with a proactive approach to problem-solving, innovation, and continuous improvement
• Exceptional analytical, problem-solving, and communication skills
• Meticulous attention to detail and organizational excellence
• High ethical standards and discretion when handling confidential information
• Collaborative mindset and ability to work effectively in team settings
• Experience with Charles River Investment Management Solution (CRD/CRIMS) and familiarity with regulatory frameworks (40 Act and UCITS) preferred
• Ability to work onsite in our Baltimore office

• Medical
• Dental
• Vision
• Wellness program participation incentive
• Financial wellness program
• Gym membership discounts
• Colleague Assistance Program
• Telemedicine Program
• Adoption Benefits
• Daycare late pick-up fee reimbursement
• Basic Life & Accidental Death & Dismemberment Insurance
• Voluntary Life & Accidental Death & Dismemberment Insurance
• Short Term Disability
• Paid parental leave
• Group Long Term Disability
• Pet Insurance
• 401(k) with employer match

Brown Advisory is an Equal Employment Opportunity Employer.

Brown Advisory is an independent investment management and strategic advisory firm committed to delivering performance, strategic advice and client service. The firm serves a diverse client base with colleagues worldwide who are equity owners of the firm.