Financial Non-Depository Examiner; Financial Non-Depository Examiner Trainee

The Office of Financial Regulation Mortgage Supervision Unit is looking to hire a Financial Non-Depository Examiner Trainee to join our team. A Financial Non-Depository Examiner Trainee is the entry level of financial examination work.

STD
0014

100 S. Charles Street, Baltimore, MD 21201

To examine/investigate all areas of licensed non-depository financial services providers for compliance with laws and regulations, to protect the general public by ensuring licensees engage in safe and sound financial services activity in a lawful, honest, fair, and efficient manner, and promote integrity and confidence in the financial services industries regulated by the Commissioner of Financial Regulation. A Financial Non-Depository Examiner is an examiner position that may, in management's discretion, work remotely in accordance with the Agency's telework policies.

Interacting with representatives of financial institutions, including participating in the examination/investigation, requesting information and documentation, requesting explanations as to business activity, procedures and policies, assisting in an end of examination/investigation exit interview, and assisting in resolving examination/investigation findings. Learns to review of books and records of financial institutions to ensure compliance with federal and state laws and regulations. Learns to analyze for adequacy, legal requirements and suitability documents and information related to financial services transactions, including loan documents, financial services agreements, disclosures, databases and pivot tables.

Experience:

Four years of regulatory, investigatory, managerial or professional experience in the financial services industry, consumer credit industry, mortgage lending industry, accounting or auditing work or State or federal experience regulating the above industries or in law enforcement.

Note:

Candidates may substitute the possession of a Bachelor's degree from an accredited college or university including or supplemented by a total of 24 credit hours in business administration, finance, economics, law, criminal justice or accounting for the required experience. These credit hours must include a minimum of 6 credit hours in either accounting or auditing.

Preference will be given to applicants who possess the following preferred qualification(s). Include clear and specific information on your application regarding your qualifications. Bachelors degree in accounting, finance, business administration, or economics. Experience analyzing financial statements and/or records. Knowledge of Maryland non-depository institutions, mortgage lending, and mortgage servicing.

Employees in this classification may be assigned duties which require the operation of a motor vehicle. Employees assigned such duties will be required to possess a motor vehicle operator’s license valid in the State of Maryland.

Employees in this classification may be required to attend advanced formal training classes. The purpose of this training is to maintain professional job specific proficiency and current knowledge. Some training classes are out-of-State and may require overnight stays. All candidates are subject to a background check against files maintained by the Division of Unemployment Insurance (LABOR/DUI) to determine whether any monies are owed to LABOR/DUI as a result of unemployment over payment/fraud.

Any unpaid debt may have an impact on whether or not a candidate is offered employment.

• Flexible hours and hybrid teleworking
• Paid holidays: 12-13 per year
• Generous…