Investment Compliance Lead, AI-Driven Monitoring
Listed on 2026-10-12
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Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Oliver James Group partners with a leading global investment management firm to fill a Senior Manager role focused on Investment Compliance Monitoring. You will own a team-wide monitoring framework across pre-trade, post-trade and batch processes, driving data-led improvements and AI-enabled solutions.
You will lead, mentor, and develop a high-performing team while partnering with cross-functional groups to ensure governance, regulatory readiness, and adherence to investment guidelines.
This is a genuine role to take on the Investment Compliance Lead, AI-Driven Monitoring role at Oliver James Group.
The position is based in Baltimore, MD, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 120..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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