Compliance Officer, Finance & Banking

The Compliance Officer will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.

• Location: WFH
• Type: Permanent

• Support the Head of Compliance, via compliance monitoring and other methods
• Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation
• To provide compliance support and sign-off of relevant communications, literature as required
• Record and analyse compliance MI to identify areas of potential regulatory concern, including indicators of poor consumer outcomes
• Support the Head of Compliance in meeting the Society’s regulatory reporting obligations
• Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI
• Experience of working within compliance in the financial services sector
• Ability to interpret legal or regulatory requirements and embed them into business processes
• Strong analytical, organisational, and problem-solving skills
• Excellent written and verbal communication skills