Advisory Quality Assurance Lead
Job in
Bangor, Bangor (NI), County Down, Northern Ireland, UK
Listed on 2026-06-29
Listing for:
IDEX Consulting Ltd
Full Time
position Listed on 2026-06-29
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
IDEX Consulting Ltd is looking for a skilled compliance professional to provide assurance on financial advice quality. You will review advice interactions and contribute to the audit framework to ensure adherence to regulatory standards.
Your role includes enhancing advisory outcomes, providing professional judgement on high-risk cases, and supporting compliance policy development. Ideal candidates should be Chartered Financial Planner or nearing certification and possess a strong interest in financial planning and regulatory requirements.
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