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CASS Compliance & Oversight Specialist
Job in
Bath, Somerset County, BA1, England, UK
Listed on 2026-07-24
Listing for:
Novia Financial plc
Full Time
position Listed on 2026-07-24
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Wealthtime is seeking a CASS Oversight professional to strengthen our operations team and ensure regulatory compliance across client money processes. You will support design, implementation, and ongoing management of the CASS oversight function within Operations.
Key duties include driving process improvements, responding to technical queries, coordinating audits, and producing regular CASS reports for stakeholders. Strong knowledge of CASS rules plus experience with wrap platforms is essential.
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