Product Governance Lead
Listed on 2026-10-02
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Business
Regulatory Compliance Specialist, Risk Manager/Analyst
- Location: Bromsgrove, Worcestershire, United Kingdom
- Salary: Competitive Salary and Benefits
An opportunity to join AFH Wealth Management,oneof the UK’s leading independent financial advisory and wealth management firms.
We are looking for those of you who wish to grow with us as a business and support our strong growth plans. This is afull-time, permanent opportunity and in return, you will receive a competitive salary andrange of benefits.
The purpose of this role is toprimarily focused on supporting the design, operation, and oversight of the firm’s Product Governance framework, ensuring that all products and services distributed by the firm are compliant with FCA PROD, Consumer Duty (PRIN 12), and SYSC requirements.
The role acts as the compliance authority and control owner for product governance matters, providing robust assurance, challenge, evidence, and escalation to the Product Governance Committee.
As our Product Governance Lead, you will typically:
Oversee and support continuous enhancement of the firm’s Product Governance framework, ensuring compliance with FCA PROD and Consumer Duty requirements.
Oversee and support the product and service due diligence framework for onboarding new products and proposition elements.
Oversee risk‑based periodic and trigger‑based product review cycles.
Embed Consumer Duty outcomes metrics into product onboarding and reviews.
Ensure target market assessments are embedded within due diligence and reviews.
- Act as compliance authority to the Product Governance Committee
- Experience in UK retail investment product governance, research, or conduct risk
- Working knowledge of FCA PROD, Consumer Duty, and SYSC
- Experience operating within SM&CR environments and supporting accountable SMFs
- Ability to challenge constructively while maintaining professional independence
- Strong analytical, documentation, and governance skills
- Flexible working & holidays - Enjoy flexible working and competitive holiday allowance, with annual buy & sell scheme options and your birthday off. Plus, additional holiday days for long service.
- Social perks - To recognise and celebrate employees' great work we are all invited to our annual Christmas and Summer parties.
- Pension - We offer a contributory pension scheme with Royal London as well as death-in-service benefit.
- Bonus scheme - All AFH employees are offered a competitive salary and a discretionary annual bonus, following completion of a year’s service.
- Health and wellbeing - The Medi Cash app puts your health in the palm of your hands. Claim cashback on a wide selection of health and wellbeing initiatives, including discounted health club memberships and free healthcare benefits.
- Professional development - We are committed to helping you reach your potential by offering tailored learning and development programmes to pursue your career goals.
- Shopping discounts - Our employees can choose from many retailers to get discounts or cashback on everyday purchases from our favourite high street clothing stores to our go-to supermarkets, as well as access to free online training courses.
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