Compliance Surveillance Analyst

Compliance Surveillance Analyst
Contract Type:
Temporary (9 months)
Working Pattern:
Full Time, hybrid, working 3 days in the office Monday - Friday 40 hrs per week

Location:

Belfast

Pay per day: £168 per day umbrella

As a Compliance Surveillance Analyst, you will play a critical role in safeguarding our organisation's integrity. Your responsibilities will include:

Assisting in the review and analysis of surveillance alerts related to firm, employee, and client trading activities.
Documenting the review and disposition of exceptions while escalating matters appropriately.
Gathering and analysing trade data to support responses to inquiries from governmental and regulatory bodies.
Communicating surveillance findings to management clearly and concisely.
Collaborating with various internal partners, including Assurance, Internal Audit, and Legal.
Handling hotline inquiries and performing data entry as needed.
Assessing risk with every business decision to ensure compliance with applicable laws and regulations.

We are looking for someone who has:

Previous relevant experience in compliance or risk management.
Some knowledge of compliance laws, rules, regulations, risks, and typologies.
Excellent written and verbal communication skills.
A self-starter attitude, with the flexibility to adapt to changing situations.
Strong interpersonal skills with the ability to collaborate across all levels of the organisation.
Proficiency in MS Office applications (Excel, Word, PowerPoint).
A Bachelor's degree is required; an advanced degree is preferred. Adecco is a disability-confident employer. It is important to us that we run an inclusive and accessible recruitment process to support candidates of all backgrounds and all abilities to apply. Adecco is committed to building a supportive environment for you to explore the next steps in your career. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.

Adecco acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Adecco Group UK & Ireland is an Equal Opportunities Employer.

By applying for this role your details will be submitted to Adecco. Our Candidate Privacy Information Statement explaining how we will use your information is available on our website