Senior Compliance Monitoring & Surveillance Officer
Listed on 2026-10-06
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Raymond James Financial is seeking a Compliance Officer in the UK responsible for executing a risk-based Compliance Monitoring Plan. The ideal candidate will have experience in Compliance Monitoring with equities and fixed income, ensuring adherence to regulations.
The role involves reporting on compliance findings and engaging with senior stakeholders to foster a strong compliance culture. Candidates should have strong analytical skills and a proven ability to communicate complex regulatory information effectively.
The Senior Compliance Monitoring & Surveillance Officer role at Raymond James Financial is now open for applications in United Kingdom.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in United Kingdom.
This opportunity is part of our work in Finance.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).