SIPP & FCA Compliance Monitoring Lead

A compliance consultancy firm in the United Kingdom is seeking a SIPP Compliance Monitoring Manager to manage compliance oversight across FCA-regulated entities. The role involves developing and executing a risk-based Compliance Monitoring Plan, ensuring adherence to FCA regulations, and producing insightful reports for management. Ideal candidates will have strong experience in compliance monitoring, knowledge of the FCA Handbook, and excellent analytical skills.
Consider building your career as a SIPP & FCA Compliance Monitoring Lead at Alexander Lloyd. We aim to respond to suitable candidates as soon as possible. Full responsibilities and requirements are described in the listing above. Learn more about the SIPP & FCA Compliance Monitoring Lead role in the description above. We appreciate your interest in this position. Join Alexander Lloyd and contribute to our ongoing work.