Senior Compliance Monitoring & Surveillance Officer
Listed on 2026-10-24
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Finance & Banking
Financial Services, Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Raymond James Financial is seeking a Compliance Officer in the UK responsible for executing a risk-based Compliance Monitoring Plan. The ideal candidate will have experience in Compliance Monitoring with equities and fixed income, ensuring adherence to regulations.
The role involves reporting on compliance findings and engaging with senior stakeholders to foster a strong compliance culture. Candidates should have strong analytical skills and a proven ability to communicate complex regulatory information effectively.
This role, Senior Compliance Monitoring & Surveillance Officer at Raymond James Financial, could be your next career step.
Consider building your career as a Senior Compliance Monitoring & Surveillance Officer at Raymond James Financial.
The Senior Compliance Monitoring & Surveillance Officer position in the Finance field is open for applications.
We have an opening for a Senior Compliance Monitoring & Surveillance Officer in United Kingdom within Finance.
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