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Regulatory Compliance Specialist Financial Services Corporate Finance

Compliance Analyst II - AI​/ML Finance, Regulatory Expert

Job in Berkeley, Alameda County, California, 94709, USA
Listing for: The Voleon Group
Full Time position
Listed on 2025-12-21
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services, Corporate Finance
Job Description & How to Apply Below
A leading investment management firm in Berkeley seeks a Compliance Analyst II to work on its investment advisory compliance program. You will be responsible for regulatory filings, managing Proxy Voting processes, and developing compliance policies. Ideal candidates have over 5 years of experience in a relevant compliance role, knowledge of the Investment Advisers Act of 1940, and a Bachelor's degree in finance or accounting.

A competitive salary and benefits package are offered.
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