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Compliance Analyst : Investment Management & Regulatory Filing

Job in Berkeley, Alameda County, California, 94709, USA
Listing for: The Voleon Group
Full Time position
Listed on 2025-12-21
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 110000 USD Yearly USD 100000.00 110000.00 YEAR
Job Description & How to Apply Below
Position: Compliance Analyst I: Investment Management & Regulatory Filing
A leading asset management firm located in Berkeley is seeking a Compliance Analyst I. This role involves preparing key regulatory filings, assisting with compliance training, and working closely with the Chief Compliance Officer. Ideal candidates should have 2-5 years of experience in compliance or investment management, and a Bachelor's degree in finance or accounting is preferred. The position offers a competitive salary range of $100,000 to $110,000 and a comprehensive benefits package including medical, dental, and 401(k) plans.
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